Disclaimer: This website is for informational purposes only.

Legal & Compliance

Compliance & Regulatory Information

Comprehensive information about MavoEX's regulatory framework and legal disclaimers

MiCA Authorization Status

Current Status: seeking MiCA authorization

MavoEX is a Crypto-Asset Service Provider (CASP) committed to regulatory excellence under Regulation (EU) 2023/1114.

Important Disclaimers

No Authorization to Conduct Business

This website is provided for informational purposes. MavoEX is committed to regulatory excellence. This website is provided for informational purposes only regarding our planned services and regulatory application. No content on this website constitutes an offer to provide services, a solicitation for investment, or a commitment to provide any services in the future. Services will only be available following successful MiCA authorization by the competent national authority.

Crypto-Asset Risk Disclosure

Crypto-assets are highly volatile and speculative financial instruments. Investors should be aware of the following risks:

• Extreme Price Volatility: Crypto-asset prices can fluctuate dramatically, potentially resulting in substantial losses
• Technology Risk: Blockchain and distributed ledger technology are still evolving with potential technical vulnerabilities
• Regulatory Risk: Regulatory frameworks for crypto-assets are still developing and may change significantly
• Cybersecurity Risk: Crypto-assets are subject to hacking, theft, and unauthorized access
• Liquidity Risk: Crypto-asset markets may have limited liquidity, making it difficult to buy or sell at desired prices
• Counterparty Risk: Risk of loss due to default or failure of counterparties in transactions
• Total Loss Risk: Investors may lose their entire investment in crypto-assets

No Investment Advice

Nothing on this website constitutes investment advice, financial advice, or a recommendation to buy, sell, or hold any crypto-asset. Individuals should conduct their own due diligence and consult with qualified financial advisors before making any investment decisions.

Forward-Looking Statements

This website contains forward-looking statements regarding MavoEX's planned services. These statements are subject to risks and uncertainties, and actual results may differ materially. MavoEX makes no representations or warranties regarding the accuracy or completeness of forward-looking statements.

No Offer in Restricted Jurisdictions

This website and the services described herein are not intended for, and may not be offered or sold to, persons in jurisdictions where such offer or sale would be unlawful. Individuals accessing this website are responsible for ensuring compliance with applicable laws in their jurisdiction.

MiCA Regulatory Framework

About MiCA (Markets in Crypto-Assets Regulation)

MiCA is the European Union's comprehensive regulatory framework for crypto-assets, established by Regulation (EU) 2023/1114. The regulation came into force in 2023 and its main provisions became applicable on December 30, 2024. MiCA establishes a harmonized regulatory regime across all EU Member States for crypto-asset service providers and issuers.

CASP Definition and Scope

Under MiCA, a Crypto-Asset Service Provider (CASP) is any legal entity that provides one or more crypto-asset services to third parties on a professional basis. Services subject to MiCA authorization include: custody and administration, operation of trading platforms, exchange services, execution of orders, placing of crypto-assets, reception and transmission of orders, transfer services, advisory services, and portfolio management.

Key MiCA Requirements for CASPs

Prudential Requirements

CASPs must hold minimum capital as specified in MiCA Annex IV, ranging from €50,000 to €150,000 depending on services provided

Governance and Fit & Proper

Management must be of good repute and demonstrably competent, with clear governance structures and risk/compliance independence

Client Asset Safeguarding

Client assets must be segregated, not used for own account, and subject to robust wallet governance and reconciliation

AML/CTF Compliance

Comprehensive anti-money laundering and counter-terrorism financing procedures, including Travel Rule compliance

Operational Resilience (DORA)

ICT risk governance, incident reporting, business continuity planning, and third-party risk management

Client Disclosure

Clear and transparent disclosure of risks, fees, charges, conflicts of interest, and material changes to clients

Authorization Process

CASPs must apply for authorization from the National Competent Authority (NCA) of their home Member State. The authorization process typically involves: (1) Acknowledgement of receipt within 5 working days; (2) Completeness check within 25 working days; (3) Decision within approximately 40 working days of a complete application. Once authorized, CASPs benefit from EU passporting rights, allowing them to provide services across all Member States.

Privacy & Data Protection

GDPR Compliance

MavoEX is committed to protecting personal data in compliance with the General Data Protection Regulation (GDPR) and other applicable data protection laws. Any personal data collected through this website will be processed fairly, transparently, and in accordance with GDPR principles.

Data Collection and Use

We collect minimal personal data through this website. Any data collected is used solely for the purposes stated at the point of collection. We do not sell, share, or disclose personal data to third parties without explicit consent, except as required by law.

Your Rights

Under GDPR, you have the right to access, correct, delete, and port your personal data. You also have the right to object to processing and to withdraw consent. For any data protection inquiries, please contact us at [email protected].

Questions About Compliance?

If you have questions about our regulatory application, compliance framework, or any of the information on this page, please don't hesitate to contact us.